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We're all about you...Our Client


Kovack Financial Companies are Kovack Securities, Inc. (KSI) a full-service Independent Broker-Dealer & Kovack Advisors Inc. (KAI) an SEC Registered Investment Advisor, serving Truly Independent & Established Financial Advisors nationwide. We are built on the strength of the powerful personal connections forged between our Advisors and our Home Office Associates. Your business is valued here and we appreciate the opportunity to earn it.

Let us show you what we have to offer. Contact our Team at 866-JOIN-KSI (866-564-6574) today for further details.



Helping You Realize... Your Own Vision of Success!


"Kovack Securities, Inc., was founded with the appreciation that success is encouraged by aligned interests. When you approach investing from the most appropriate perspective, you put yourself in the shoes of your investors. The simplicity of true independence provides a realistic path to that perspective."





What Our Advisors Are Saying


"From the beginning of my discussions with KSI, I have felt like I was being welcomed into a family environment. I continue to receive tremendous support from KSI as I transition from my old firm, and my clients have commented on how smooth the transition has been for them."

"As my main communication tool with my clients, I send out regular email "market updates," and the compliance review turnaround time is usually less than five minutes. During interviews with other firms, I was told to expect a 48-hour turnaround time. But during my interviews with KSI, I was assured that compliance would give me a much quicker turnaround time, and they have exceeded my expectations. I cannot overemphasize how pleased I am with this process."

Don Mouton
Mouton Wealth Management

"After 18 years as a financial advisor at a major bank brokerage firm, I felt it was time to seek more independence in the management of my business. I met with several firms before deciding to join Kovack Securities 3 months ago, and am delighted with the choice.

Kovack's unique turn key program has helped me every step of the way, and made a difficult transition relatively easy. The management, operational, and compliance support from Kovack has been outstanding. Overall my business transition has exceeded my expectations and I couldn't be more pleased with the results."

Rich Scheffer
KSI Class of 2013

"After 20 years of working for various large wire house brokerage firms, I decided that it would be in the best interest of my clients and my family to transition my business to an independent structure. My team and I met with various broker dealers and made the easy decision to join the Kovack Securities team of independent representatives. My experience with Kovack has been very positive and I have recommended them to many of my former colleagues. Words like integrity, honesty, efficiency and vision are how I describe the folks at this fine firm. If I had to do it all over again, I would, only sooner."

Rick Latta, CIMA®
Weston Financial Advisors, Weston, Florida